FCM - Notices to Members
December 31, 2013
I-13-46: New Notification and Report Filing Requirements Required under CFTC Final Rule on Enhancing Customer Protections Afforded Customers and Customer Funds Held by FCMs and DCOs
December 26, 2013
I-13-45: Reporting Requirements for New Year's Day and Reminder for 2014 Holidays
December 19, 2013
I-13-43: FinCEN Issues an Advisory on the FATF-Identified Jurisdictions with AML/CFT Deficiencies
December 18, 2013
I-13-41: Reporting Requirements for Christmas Day
December 10, 2013
I-13-39: Request for Public Director Nominations for NFA's Board of Directors
November 21, 2013
I-13-37: Reporting Requirements for Thanksgiving Day
November 15, 2013
I-13-35: NFA Announces Nominations Made by the 2013 Nominating Committee
November 4, 2013
I-13-34: Reporting Requirements for Veterans Day
October 24, 2013
I-13-33: Information regarding NFA's upcoming move to new office space in New York
October 11, 2013
I-13-31: Effective Date of New Business Continuity and Disaster Recovery Plan Reporting Requirements for FCMs and FDMs
October 9, 2013
I-13-30: Reporting Requirements for Columbus Day
October 1, 2013
I-13-29: U.S. Government Shutdown - CFTC DSIO Contacts
September 27, 2013
I-13-27: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2014 Regular Annual Meeting
August 26, 2013
I-13-23: Reporting Requirements for Labor Day
August 16, 2013
I-13-22: CFTC Release: Regulators Issue Joint Staff Review of Firms' Business Continuity and Disaster Recovery Planning
June 27, 2013
I-13-18: Reporting Requirements for Independence Day
June 21, 2013
I-13-16: New Filing Requirements for FCMs that Act as a Counterparty to a Forex Transaction with an ECP
May 20, 2013
I-13-13: Reporting Requirements for Memorial Day
March 28, 2013
I-13-09: Reporting Requirements for Good Friday
March 8, 2013
I-13-07: Chief Compliance Officer Requirements Become Effective for All FCMs on March 29, 2013
January 23, 2013
I-13-03: Notice of Newly Elected Members to NFA's Board of Directors and 2013 Nominating Committee
January 15, 2013
I-13-01: Notice of Annual Meeting