Notices to Members
December 30, 2014
I-14-38: NFA's Chairman and Executive Committee respond to recent allegations of improprieties regarding the 2014 public director nominations
December 18, 2014
I-14-37: Reporting requirements for Christmas and New Year's Day: Reminder for 2015 holidays
December 12, 2014
I-14-36: Ballot Enclosed for Voting in NFA's Annual Election in the IB Category
December 12, 2014
I-14-35: Ballot Enclosed for Voting in NFA's Annual Election in the CPO/CTA Category
December 1, 2014
I-14-32: Request for Public Director Nominations for NFA's Board of Directors
November 19, 2014
I-14-31: FINRA announces increase in examination fees for 2015
November 19, 2014
I-14-30: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
November 4, 2014
I-14-29: NFA announces nominations made by the 2014 Nominating Committee
November 3, 2014
I-14-28: NFA's BASIC System — Changes to Public Display of FCM Financial Information
October 31, 2014
I-14-27: All IB financial reports required to be filed electronically including IB annual certified FOCUS reports
September 30, 2014
I-14-25: Effective Date of Amendments to NFA Financial Requirements Section 14 Regarding Use of Technology to Monitor FDM Forex Customer Liability Requirements
September 30, 2014
I-14-24: Risk Exposure Report Filing Requirements for Swap Dealers and Major Swap Participants
September 26, 2014
I-14-23: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2015 Regular Annual Meeting
September 17, 2014
I-14-22: FCM Filing Requirements — Risk Exposure Reports and CCO Annual Report
September 17, 2014
I-14-21: Reminder — NFA assessment fee reduction will become effective on October 1, 2014
August 22, 2014
I-14-20: New Risk Exposure Report filing requirement for swap dealers and major swap participants
July 7, 2014
I-14-18: NFA assessment fee reduction will become effective on October 1, 2014
July 1, 2014
I-14-17: Chief Compliance Officer Departure: Obligations of Swap Dealers and Major Swap Participants
June 25, 2014
I-14-16: Diminutive notional value contracts
May 28, 2014
I-14-12: NFA Board of Directors approves reduction in assessment fees
May 19, 2014
I-14-11: Late Disclosure Filing Fee
April 11, 2014
I-14-10: Information Regarding the "Heartbleed" Security Issue
April 2, 2014
I-14-09: FinCEN Issues an Advisory on the FATF-Identified Jurisdictions with AML/CFT Deficiencies
February 27, 2014
I-14-08: Proposed Amendments to NFA's Articles of Incorporation for Changes to the Structure of NFA's Board of Directors and Executive Committee
February 12, 2014
I-14-07: Additional Reporting Requirements for Forex Dealer Members
February 12, 2014
I-14-06: Member Obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with Respect to CPOs/CTAs Exempt from Registration
January 30, 2014
I-14-05: Responses to Request for Comments on CPO/CTA Capital Requirement and Customer Protection Measures not Limited to CPO/CTA Members
January 27, 2014
I-14-04: CFTC Requests NFA Members to Provide NFA with Certain Information on Suspicious Activity Report Filings Upon NFA's Request
January 23, 2014
I-14-03: Request for Comments - CPO/CTA Capital Requirement and Customer Protection Measures-Comments Due by April 15, 2014
January 14, 2014
I-14-02: Notice of Annual Meeting
January 6, 2014
I-14-01: Additional Reporting Requirements for FCMs for which NFA is DSRO