Notices to Members
December 17, 2015
I-15-31: Reporting requirements for Christmas and New Year's Day: Reminder for 2016 holidays
December 10, 2015
I-15-30: Ballot Enclosed for Voting in NFA's Annual Election in the CPO/CTA Category
December 9, 2015
I-15-29: New Forex Reporting Requirements
December 7, 2015
I-15-28: Legal entity identifier now included in swap dealer/major swap participant registry
December 2, 2015
I-15-27: Request for Public Director Nominations for NFA's Board of Directors
November 10, 2015
I-15-25: Notice to CPOs and CTAs addressing EasyFile logistics regarding CTA Form PR and CPO Form PQR
November 3, 2015
I-15-24: NFA announces nominations made by the 2015 Nominating Committee
October 23, 2015
I-15-23: NFA Adopts Interpretive Notice Regarding Information Systems Security Programs—Cybersecurity
September 23, 2015
I-15-22: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2016 Annual Meeting
September 1, 2015
I-15-21: Effective date of new Forex Dealer Member Requirements
July 23, 2015
I-15-18: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
May 29, 2015
I-15-15: Proposed amendments to NFA's Articles of Incorporation relating to NFA's Governance
May 13, 2015
I-15-14: Regulatory reminder: Accurate and current business contact information and email address
March 18, 2015
I-15-12: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
February 18, 2015
I-15-10: SD and MSP requirements – Annual Questionnaire and Business Continuity and Disaster Recovery Plan contact information
February 10, 2015
I-15-09: Important notice to CPOs regarding changes to EasyFile for filing annual pool financial statements
January 26, 2015
I-15-08: Extension of deadline for FCM CCO Annual Reports for fiscal years ending on or before Jan. 31, 2015
January 23, 2015
I-15-06: Notice of newly elected members to NFA's Board of Directors and 2015 Nominating Committee
January 23, 2015
I-15-05: Chief compliance officer report filing requirements for Swap Dealers and Major Swap Participants
January 21, 2015
I-15-04: Immediate attention required - Financial Requirements Section 12 - Increase in required minimum security deposit for forex transactions
January 20, 2015
I-15-03: Notice of Annual Meeting
January 15, 2015
I-15-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration
January 5, 2015
I-15-01: Effective date of amendment to NFA Compliance Rule 2-4 to cover Member swap activities