FCM - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 17, 2015
I-15-31: Reporting requirements for Christmas and New Year's Day: Reminder for 2016 holidays

December 09, 2015
I-15-29: New Forex Reporting Requirements

December 07, 2015
I-15-28: Legal entity identifier now included in swap dealer/major swap participant registry

December 02, 2015
I-15-27: Request for Public Director Nominations for NFA's Board of Directors

December 01, 2015
I-15-26: Guidance on the annual affirmation requirement for entities currently operating under an exemption or exclusion from CPO or CTA registration

November 03, 2015
I-15-24: NFA announces nominations made by the 2015 Nominating Committee

October 23, 2015
I-15-23: NFA Adopts Interpretive Notice Regarding Information Systems Security Programs—Cybersecurity

September 23, 2015
I-15-22: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2016 Annual Meeting

September 01, 2015
I-15-21: Effective date of new Forex Dealer Member Requirements

July 23, 2015
I-15-18: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

May 29, 2015
I-15-15: Proposed amendments to NFA's Articles of Incorporation relating to NFA's Governance

May 13, 2015
I-15-14: Regulatory reminder: Accurate and current business contact information and email address

April 08, 2015
I-15-13: Bylaw 1101 guidance for pools which investment management authority has been delegated pursuant to CFTC No-Action Letters 14-69 and/or 14-126 and related BASIC display changes

March 18, 2015
I-15-12: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

January 26, 2015
I-15-08: Extension of deadline for FCM CCO Annual Reports for fiscal years ending on or before Jan. 31, 2015

January 23, 2015
I-15-06: Notice of newly elected members to NFA's Board of Directors and 2015 Nominating Committee

January 20, 2015
I-15-03: Notice of Annual Meeting

January 15, 2015
I-15-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

January 05, 2015
I-15-01: Effective date of amendment to NFA Compliance Rule 2-4 to cover Member swap activities

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