News & Notices | National Futures Association

SD Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 07, 2015
I-15-28: Legal entity identifier now included in swap dealer/major swap participant registry

December 02, 2015
I-15-27: Request for Public Director Nominations for NFA's Board of Directors

November 03, 2015
I-15-24: NFA announces nominations made by the 2015 Nominating Committee

October 23, 2015
I-15-23: NFA Adopts Interpretive Notice Regarding Information Systems Security Programs—Cybersecurity

September 23, 2015
I-15-22: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2016 Annual Meeting

May 29, 2015
I-15-15: Proposed amendments to NFA's Articles of Incorporation relating to NFA's Governance

May 13, 2015
I-15-14: Regulatory reminder: Accurate and current business contact information and email address

March 05, 2015
I-15-11: Notice to Swap Dealers and Major Swap Participants regarding changes to NFA's EasyFile Registration Documentation Submission System

February 18, 2015
I-15-10: SD and MSP requirements – Annual Questionnaire and Business Continuity and Disaster Recovery Plan contact information

January 23, 2015
I-15-06: Notice of newly elected members to NFA's Board of Directors and 2015 Nominating Committee

January 23, 2015
I-15-05: Chief compliance officer report filing requirements for Swap Dealers and Major Swap Participants

January 20, 2015
I-15-03: Notice of Annual Meeting

January 05, 2015
I-15-01: Effective date of amendment to NFA Compliance Rule 2-4 to cover Member swap activities

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