News & Notices | National Futures Association

FCM Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 29, 2016
I-16-32: Notice of Annual Meeting of NFA Members

December 16, 2016
I-16-30: Reporting requirements for Christmas and New Year's Day: Reminder for 2017 holidays

December 01, 2016
I-16-29: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration

November 29, 2016
I-16-28: Request for Public Representative nominations for NFA's Board of Directors

November 16, 2016
I-16-26: NFA announces nominations made by the 2016 Nominating Committee

October 31, 2016
I-16-24: FinCEN issues an Advisory and Frequently Asked Questions to financial institutions on cyber-events and cyber-enabled crime

October 21, 2016
I-16-23: Access to NFA's website returns to normal

October 21, 2016
I-16-22: NFA's website affected by cyber attack on internet infrastructure provider that hosts a number of major websites

October 04, 2016
I-16-21: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2017 Regular Annual Meeting

September 14, 2016
I-16-19: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

August 24, 2016
I-16-18: Designation of an Executive Representative for electronic voting purposes

August 12, 2016
I-16-17: FinCEN issues final rules requiring identification and verification of the beneficial owners of legal entity customers and ongoing customer due diligence requirements

March 22, 2016
I-16-12: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

February 29, 2016
I-16-10: Self-Examination Questionnaire—Cybersecurity

February 11, 2016
I-16-08: Reminder: March 1 effective date of NFA Interpretive Notice regarding Information Systems Security Programs—Cybersecurity

January 28, 2016
I-16-06: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

January 20, 2016
I-16-05: Notice of newly elected members to NFA's Board of Directors

January 15, 2016
I-16-04: Notice of Annual Meeting

January 14, 2016
I-16-03: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

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