SD - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

2024 | 2023 | 2022 | 2021 | 2020 | Show more years

 

December 29, 2016
I-16-32: Notice of Annual Meeting of NFA Members

November 29, 2016
I-16-28: Request for Public Representative nominations for NFA's Board of Directors

November 16, 2016
I-16-26: NFA announces nominations made by the 2016 Nominating Committee

October 21, 2016
I-16-23: Access to NFA's website returns to normal

October 21, 2016
I-16-22: NFA's website affected by cyber attack on internet infrastructure provider that hosts a number of major websites

October 4, 2016
I-16-21: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2017 Regular Annual Meeting

August 24, 2016
I-16-18: Designation of an Executive Representative for electronic voting purposes

June 1, 2016
I-16-15: New SD/MSP Questionnaire due June 15

May 4, 2016
I-16-14: Submission process for risk-based initial margin models for uncleared swaps for certain SDs and MSPs

April 14, 2016
I-16-13: NFA approval process for risk-based initial margin models for uncleared swaps for certain SDs and MSPs

March 10, 2016
I-16-11: NFA to review and approve risk-based initial margin models for uncleared swaps for certain SDs and MSPs

February 29, 2016
I-16-10: Self-Examination Questionnaire—Cybersecurity

February 26, 2016
I-16-09: Reminder: CFTC authorizes NFA to receive notices of swap valuation disputes in excess of $20 million filed by swap dealers and major swap participants beginning March 1

February 11, 2016
I-16-08: Reminder: March 1 effective date of NFA Interpretive Notice regarding Information Systems Security Programs—Cybersecurity

February 2, 2016
I-16-07: CFTC authorizes NFA to receive notices of swap valuation disputes in excess of $20 million filed by swap dealers and major swap participants

January 20, 2016
I-16-05: Notice of newly elected members to NFA's Board of Directors

January 15, 2016
I-16-04: Notice of Annual Meeting

January 6, 2016
I-16-01: Revised SD and MSP 4s review process

Subscribe to NFA Email Communications