SD - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 19, 2017
I-17-30: Reminder: Filing requirements for swap valuation dispute notices and monthly swap dealer risk data reporting requirements effective in January 2018

December 06, 2017
I-17-25: NFA assessment fee increase will become effective on January 1, 2018

November 17, 2017
I-17-23: Request for Public Representative Nominations for NFA's Board of Directors

November 10, 2017
I-17-21: NFA announces nominations made by the 2017 Nominating Committee

October 20, 2017
I-17-20: NFA's Executive Committee recommends increase to NFA's assessment fee effective January 1, 2018

October 02, 2017
I-17-19: Filing instructions and webinar announcement regarding swap valuation dispute notices and monthly swap dealer risk data reports

September 19, 2017
I-17-16: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

September 07, 2017
I-17-15: ORS: New Individual Application Process

July 24, 2017
I-17-14: Revised SD and MSP 4s Submission and Review Process

July 20, 2017
I-17-13: Effective date of Interpretive Notice to NFA Compliance Rule 2-49: Swap Valuation Dispute Filing Requirements

May 30, 2017
I-17-10: Monthly Risk Data Reporting Requirements for Swap Dealers

February 21, 2017
I-17-07: NFA's Board of Directors elects Michael Dawley to serve as Chairman

February 08, 2017
I-17-06: Notice of members elected to NFA's Board of Directors and 2017 Nominating Committee

January 30, 2017
I-17-05: NFA's in-office registration kiosks will close May 1, 2017

January 18, 2017
I-17-03: Chief compliance officer annual report filing requirements for futures commission merchants and swap dealers

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