SD - Notices to Members
December 19, 2017
I-17-30: Reminder: Filing requirements for swap valuation dispute notices and monthly swap dealer risk data reporting requirements effective in January 2018
December 6, 2017
I-17-25: NFA assessment fee increase will become effective on January 1, 2018
November 17, 2017
I-17-23: Request for Public Representative Nominations for NFA's Board of Directors
November 10, 2017
I-17-21: NFA announces nominations made by the 2017 Nominating Committee
October 20, 2017
I-17-20: NFA's Executive Committee recommends increase to NFA's assessment fee effective January 1, 2018
September 19, 2017
I-17-16: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
September 7, 2017
I-17-15: ORS: New Individual Application Process
July 24, 2017
I-17-14: Revised SD and MSP 4s Submission and Review Process
May 30, 2017
I-17-10: Monthly Risk Data Reporting Requirements for Swap Dealers
February 21, 2017
I-17-07: NFA's Board of Directors elects Michael Dawley to serve as Chairman
February 8, 2017
I-17-06: Notice of members elected to NFA's Board of Directors and 2017 Nominating Committee
January 30, 2017
I-17-05: NFA's in-office registration kiosks will close May 1, 2017
January 18, 2017
I-17-03: Chief compliance officer annual report filing requirements for futures commission merchants and swap dealers