Notices to Members
December 28, 2018
I-18-28: Notice of Annual Meeting of NFA Members and Board and Nominating Committee Election
December 20, 2018
I-18-27: SD holiday filing requirements
December 20, 2018
I-18-26: FCM and RFED filing requirements for Christmas and New Year's Day—Reminder for upcoming holidays
December 3, 2018
I-18-25: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration
November 16, 2018
I-18-24: Request for Public Representative nominations for NFA's Board of Directors
November 7, 2018
I-18-23: NFA announces nominations made by the 2018 Nominating Committee
November 5, 2018
I-18-22: FinCEN issues an Advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
October 11, 2018
I-18-21: Effective date of amendments to NFA Bylaw 1303—Default and deemed request to withdraw membership
October 4, 2018
I-18-20: Information for CPOs and CTAs—Avoiding financial ratio errors on NFA Forms PQR and PR
September 27, 2018
I-18-19: NFA partners with FIA to launch new training course—Safeguarding Customer Funds
September 26, 2018
I-18-18: FinCEN issues an Advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
September 24, 2018
I-18-17: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2019 Regular Annual Meeting
September 20, 2018
I-18-16: Immediate attention required – Financial Requirements Section 12 – Increases in required minimum security deposits for forex transactions
September 12, 2018
I-18-15: Effective date of amendments to the risk disclosure statement for security futures contracts
September 6, 2018
I-18-14: Information regarding NFA's review of swap valuation dispute submissions
May 11, 2018
I-18-10: FinCEN issues an Advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
May 3, 2018
I-18-09: FCMs and IBs should review OFAC FAQs addressing virtual currency transactions
April 5, 2018
I-18-08: Regulatory requirements reminder for CPO, CTA, FCM, FDM and IB Members
March 27, 2018
I-18-07: Reminder to update annual questionnaire regarding virtual currencies
March 16, 2018
I-18-06: Updates to NFA swap dealer annual questionnaire
February 20, 2018
I-18-05: NFA's Board of Directors re-elects Michael Dawley to serve as Chairman
February 15, 2018
I-18-04: FinCEN issues an Advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
January 18, 2018
I-18-03: Additional questions for CPOs on the annual pool financial statement
January 9, 2018
I-18-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration