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FCM - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 20, 2018
I-18-26: FCM and RFED filing requirements for Christmas and New Year's Day—Reminder for upcoming holidays

November 5, 2018
I-18-22: FinCEN issues an Advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

September 27, 2018
I-18-19: NFA partners with FIA to launch new training course—Safeguarding Customer Funds

September 26, 2018
I-18-18: FinCEN issues an Advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

August 9, 2018
I-18-13: Effective date of Interpretive Notice establishing disclosure requirements for NFA Members engaging in virtual currency activities

July 30, 2018
I-18-12: Effective date of amendments to NFA Compliance Rule 2-9(c) and the related Interpretive Notice entitled FCM and IB Anti-Money Laundering Program

May 22, 2018
I-18-11: FCMs and IBs that fail to comply with NFA's anti-money laundering program requirements may be subject to NFA disciplinary action

May 11, 2018
I-18-10: FinCEN issues an Advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

May 3, 2018
I-18-09: FCMs and IBs should review OFAC FAQs addressing virtual currency transactions

April 5, 2018
I-18-08: Regulatory requirements reminder for CPO, CTA, FCM, FDM and IB Members

February 15, 2018
I-18-04: FinCEN issues an Advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

January 9, 2018
I-18-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration