FDM - Notices to Members
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View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.
Use the filters below to view Notices based on date, Member category and/or topic.
April 05, 2018I-18-08: Regulatory requirements reminder for CPO, CTA, FCM, FDM and IB Members
January 11, 2018
I-18-02: Effective date of amendments to NFA Compliance Rule 2-36: Requirements for forex transactions and NFA Compliance Rule 2-43: Forex orders
January 09, 2018
I-18-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration