FDM - Notices to Members
View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.
Use the filters below to view Notices based on date, Member category and/or topic.
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April 5, 2018
I-18-08: Regulatory requirements reminder for CPO, CTA, FCM, FDM and IB Members
January 9, 2018
I-18-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration