FDM - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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April 05, 2018
I-18-08: Regulatory requirements reminder for CPO, CTA, FCM, FDM and IB Members

January 11, 2018
I-18-02: Effective date of amendments to NFA Compliance Rule 2-36: Requirements for forex transactions and NFA Compliance Rule 2-43: Forex orders

January 09, 2018
I-18-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

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