Notices to Members
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View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.
Use the filters below to view Notices based on date, Member category and/or topic.
January 19, 2021I-21-03: Remote Online Testing Available for Candidates Seeking to Take Futures Industry Proficiency Examinations
January 14, 2021
I-21-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration
January 05, 2021
I-21-01: Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021