Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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January 19, 2021
I-21-03: Remote Online Testing Available for Candidates Seeking to Take Futures Industry Proficiency Examinations

January 14, 2021
I-21-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

January 05, 2021
I-21-01: Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021

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