Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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February 23, 2021
I-21-09: NFA's Board of Directors re-elects Maureen C. Downs to serve as Chair

February 08, 2021
I-21-08: Educational resources, common deficiencies and other important regulatory information for CPO and CTA Members

February 08, 2021
I-21-07: Educational resources, common deficiencies and other important regulatory information for FCM, FDM and IB Members

February 08, 2021
I-21-06: Educational resources, common deficiencies and other important regulatory information for SD Members

January 25, 2021
I-21-05: Coronavirus (COVID-19) Update—Limited Extension to Certain Relief for FCMs and IBs

January 25, 2021
I-21-04: Final Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021

January 19, 2021
I-21-03: Remote Online Testing Available for Candidates Seeking to Take Futures Industry Proficiency Examinations

January 14, 2021
I-21-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

January 05, 2021
I-21-01: Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021

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