Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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October 28, 2021
I-21-33: Swap dealers may include security-based swaps when calculating initial margin on a net portfolio basis subject to certain conditions

September 21, 2021
I-21-30: Effective date for amendment imposing a late fee for certain SD filings and new Interpretive Notice clarifying existing SD filing requirements

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