Notices to Members

December 12, 2022
I-22-26: FCM and RFED filing requirements for Christmas and New Year's Day—Reminder for upcoming holidays

December 5, 2022
I-22-25: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration

December 1, 2022
I-22-24: FINRA announces increase in proficiency examination fees for 2023

November 21, 2022
I-22-23: Request for Public Representative Nominations for NFA's Board of Directors

November 10, 2022
I-22-22: NFA Announces Nominations Made by the 2022 Nominating Committee

November 3, 2022
I-22-21: FCM and IB Members—FinCEN updates its list of FATF-identified jurisdictions with AML/CFT/CPF deficiencies

October 31, 2022
I-22-20: Reminder: NFA Member cybersecurity responsibilities

September 26, 2022
I-22-19: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2023 Regular Annual Meeting

August 30, 2022
I-22-18: SD notice filing requirements under CFTC Regulation 23.154

July 13, 2022
I-22-17: Forex Dealer Members: Effective date for amendment to NFA Compliance Rule 2-43

June 28, 2022
I-22-16: FCM and IB Members—FinCEN updates its list of FATF-identified jurisdictions with AML/CFT deficiencies

May 18, 2022
I-22-15: Proxies and Approximations Related to Alternative Reference Rates and Other Indices for Initial Margin Model Purposes

March 31, 2022
I-22-14: SD filing requirements for Juneteenth

March 31, 2022
I-22-13: FCM and RFED filing requirements for Juneteenth

March 23, 2022
I-22-12: FinCEN issues additional alert regarding the importance of identifying and quickly reporting suspicious transactions involving Russian elites and their proxies

March 17, 2022
I-22-11: FCM and IB Members—FinCEN updates its list of FATF-identified jurisdictions with AML/CFT deficiencies

March 11, 2022
I-22-10: Reminder: CPO notice filing requirements under Compliance Rule 2-50

March 9, 2022
I-22-09: FinCEN issues alert on potential Russian sanctions evasion efforts and reminds financial institutions of SAR and other reporting obligations

March 2, 2022
I-22-08: NFA encourages Members to monitor U.S. sanctions on Russia and be vigilant of cybersecurity threats

February 22, 2022
I-22-07: NFA's Board of Directors re-elects Maureen C. Downs to serve as Chair

February 2, 2022
I-22-06: Notice of Members Elected to NFA's Board of Directors and Nominating Committee

February 1, 2022
I-22-05: Extension of relief from the on-site annual inspection of branch offices and guaranteed IBs

January 13, 2022
I-22-04: Educational resources, common deficiencies and other important regulatory information for SD Members

January 13, 2022
I-22-03: Educational resources, common deficiencies and other important regulatory information for CPO and CTA Members

January 13, 2022
I-22-02: Educational resources, common deficiencies and other important regulatory information for FCM, FDM and IB Members

January 12, 2022
I-22-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration