Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

2024 | 2023 | 2022 | 2021 | 2020 | Show more years

 

December 14, 2023
I-23-25: SD holiday filing requirements

December 14, 2023
I-23-24: FCM and RFED filing requirements for Christmas and New Year's Day—Reminder for upcoming holidays

December 5, 2023
I-23-23: CPO Members—Effective date of FinCEN's beneficial ownership reporting rule

December 4, 2023
I-23-22: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration

November 21, 2023
I-23-21: FCM and IB Members—FinCEN adopts terrorism crowdfunding report and updates its list of FATF-identified jurisdictions with AML/CFT deficiencies

November 20, 2023
I-23-20: Request for Public Representative Nominations for NFA's Board of Directors

October 23, 2023
I-23-19: NFA Announces 2023 Nominating Committee Nominations

October 2, 2023
I-23-18: CPOs and IBs—NFA enhances notice filing user experience

September 20, 2023
I-23-17: FCM and IB Members—FinCEN issues alert on virtual currency investment scam known as "Pig Butchering"

September 8, 2023
I-23-16: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2024 Regular Annual Meeting and Executive Representative Reminder

July 25, 2023
I-23-15: Effective date for repeal of NFA Interpretive Notice regarding reduced NFA assessment fee for diminutive notional value-designated contracts

July 10, 2023
I-23-14: FCM and IB Members—FinCEN updates its list of FATF-identified jurisdictions with AML/CFT deficiencies

June 29, 2023
I-23-13: Effective date of amendments to NFA's Articles of Incorporation and Bylaws to implement changes to NFA's governance structure

June 5, 2023
I-23-12: Information regarding NFA's upcoming move to new Chicago office space

May 24, 2023
I-23-11: FINRA adjusts online testing requirements for candidates seeking to take futures industry proficiency exams

March 29, 2023
I-23-10: Effective date for NFA rule establishing requirements for Members engaged in digital asset commodity activities

March 20, 2023
I-23-09: FCM and IB Members—FinCEN suspends the FATF membership of the Russian Federation and updates its list of FATF-identified jurisdictions with AML/CFT deficiencies

March 6, 2023
I-23-08: Immediate attention required—Financial Requirements Section 12—Increases in required minimum security deposits for forex transactions

February 23, 2023
I-23-07: NFA's Board of Directors re-elects Maureen C. Downs to serve as Chair

February 6, 2023
I-23-06: Educational resources, common deficiencies and other important regulatory information for FCM, FDM and IB Members

February 6, 2023
I-23-05: Educational resources, common deficiencies and other important regulatory information for CPO and CTA Members

February 6, 2023
I-23-04: Educational resources, common deficiencies and other important regulatory information for SD Members

January 23, 2023
I-23-03: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

January 10, 2023
I-23-02: Executive Representative Reminder and Proposed Amendments to NFA's Articles of Incorporation Relating to NFA's Governance

January 4, 2023
I-23-01: Notice of Annual Meeting of NFA Members and Board and Nominating Committee Selection

Subscribe to NFA Email Communications