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December 22, 2005
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NFA permanently expels Texas futures firm and its principal
December 22, Chicago - National Futures Association has expelled KMEC LLC, a commodity pool operator (CPO) and commodity trading advisor (CTA) located in Sugar Land, Texas. The firm's principal, Kim Layne Campbell (Campbell), was also expelled and permanently barred from NFA. The Decision, issued by NFA's Business Conduct Committee, is based on the charges contained in an NFA Complaint filed on September 23, 2005.
The NFA Complaint charged KMEC LLC and Campbell with failing to cooperate in an NFA investigation. The Complaint also charged KMEC LLC with failure to provide required information to pool participants and failure to maintain required pool records.
The complete text of the Complaint and the Decision can be found on NFA's Web site (www.nfa.futures.org).
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.