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October 27, 2006
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NFA fines Utah Commodity Pool Operator $25,000
October 27, Chicago - National Futures Association has issued a $25,000 fine against Catalyst Capital Group, a Commodity Pool Operator and NFA Member located in Provo, Utah. The Decision, issued by NFA's Business Conduct Committee, is based on charges contained in a Complaint filed in June 2006.
The Decision found that Catalyst failed to timely file a December 31, 2005 annual report for its pool, Catalyst Liquidity Fund LP and failed to answer the Complaint. The Decision ordered Catalyst to pay the fine within 30 days from the date of the Decision (October 26); however, Catalyst may appeal the Decision to NFA's Appeals Committee within 15 days. The complete text of the Decision can be found on NFA's Web site (www.nfa.futures.org).
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.