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October 17, 2000
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Laura M. Oatney
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NFA orders Alabama CPO and its president to withdraw from NFA
October 17, Chicago - NFA accepted a settlement offer in which a Wetumpka, Alabama commodity pool operator and its president agreed to permanently withdraw from NFA. The Complaint alleged that SR Investments, Inc. and E.L. Perry converted pool participants' funds, lied to customers, failed to follow correct accounting procedures and distributed false and misleading disclosure documents. SRI and Perry neither admitted nor denied the allegations in the Complaint.
NFA is a congressionally authorized self-regulatory organization for the U.S. futures industry.