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August 7, 2019
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NFA orders Bedminster, N.J. futures commission merchant and forex dealer member Gain Capital Group LLC to pay a $50,000 fine
August 7, ChicagoNFA has ordered Bedminster, N.J. futures commission merchant and forex dealer member Gain Capital Group LLC (Gain) to pay a $50,000 fine.
The Decision, issued by NFA's Business Conduct Committee (BCC), is based on a Complaint issued by the BCC and a settlement offer submitted by Gain. The Complaint alleged that Gain failed to favorably adjust all customer orders adversely impacted by a recurring malfunction affecting Gain's electronic trading platform.
For more information, read the Complaint and Decision.