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For Immediate Release
April 11, 2024

For more information contact:

Christie von Ohlen, 312-781-1497,
Karen Wuertz, 312-781-1335,

NFA orders Princeton, N.J. commodity pool operator Investments LLC not to reapply for NFA membership

April 11, Chicago—NFA has ordered Investments LLC ( Investments), a former NFA Member commodity pool operator and forex firm located in Princeton, N.J., not to reapply for membership or act as a principal of an NFA Member at any time in the future.

The Decision, issued by NFA's Business Conduct Committee (BCC), is based on a Complaint issued by the BCC and a settlement offer submitted by Investments. In its Complaint, the BCC alleged that Investments used misleading promotional material and communications and failed to uphold high standards of commercial honor and just and equitable principles of trade in connection with a commodity pool that the firm operated. The Complaint also alleged that Investments failed to supervise the firm's operations and its employee.

The complete text of the Complaint and Decision can be viewed on NFA's website.

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