News Releases
NFA issues news releases to announce any significant disciplinary action or other NFA news.
2023 | 2022 | 2021 | 2020 | 2019 | Show more yearsMarch 15, 2023
NFA orders Vero Beach, Fla. introducing broker Ocean Solutions LLC to pay a $140,000 fine
March 1, 2023
NFA orders Chicago, Ill. futures commission merchant E*Trade Futures LLC to pay a $75,000 fine
March 1, 2023
NFA orders London, U.K. firm GMG Brokers LTD and two employees to pay fines totaling $350,000
February 16, 2023
NFA orders Sioux Falls, S.D. introducing broker VBI Company to pay a $135,000 fine
January 12, 2023
NFA orders Chicago, IL swap dealer StoneX Markets LLC to pay a $1,000,000 fine