News Releases

NFA issues news releases to announce any significant disciplinary action or other NFA news.

2019 | 2018 | 2017 | 2016 | 2015 | Show more years

June 06, 2019
NFA orders Houston, Texas introducing broker Classic Energy LLC to pay a $200,000 fine and suspends its president, Mathew Webb, from NFA membership

May 29, 2019
NFA orders New Canaan, Conn. former commodity pool operator and commodity trading advisor Almas Capital Management LLC and its former sole principal Mark Nichols to both not reapply for NFA membership

May 22, 2019
NFA orders Chicago, Ill. commodity pool operator and commodity trading advisor Golden Point Capital Management LLC and its sole principal Glenn Graham to both withdraw from and not reapply for NFA membership

April 09, 2019
NFA orders Ryan Litfin, former associated person and branch manager of the Eden Prairie, Minn. Branch office of East West Global, LLC to not reapply for NFA membership for five years

April 09, 2019
NFA orders Highland Park, Ill. commodity pool operator East West Global, LLC and its principal Luke James Adrian to jointly pay a $75,000 fine

March 12, 2019
NFA bars former El Segundo, Calif. commodity pool operator Quants Capital Management, Inc. and its former principal Gokhan Kisacikoglu from membership for one year

February 05, 2019
NFA permanently bars former Frankfort, Ill., commodity pool operator and commodity trading advisor Synergistic Group LLC from membership and bars its former principal Geoffrey Thompson from membership for seven years

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