News Releases
December 17, 2008
NFA orders Florida firm, Meridian Commodity Corporation and its principal to permanently withdraw
December 8, 2008
National Futures Association issues Investor Alert to help individuals protect themselves from affinity fraud
December 5, 2008
National Futures Association distributes nearly $3.4 million in restitution payments to victims in illegal off-exchange metal options case
November 13, 2008
Florida firms, Universal Commodity Corp. and Comtrust Inc., agree to withdraw from NFA membership
October 31, 2008
NFA takes emergency enforcement action against SNC Investments, Inc. and its principal, Peter Son
October 24, 2008
NFA permanently bars Pompano Beach, Florida firm, The Miller Group and its principal
September 17, 2008
NFA takes emergency enforcement action against Florida firm, Capital Blu Management LLC
July 25, 2008
NFA expels South Florida firm, American Atlantic Financial Corp. and its principal; sanctions its associated persons
July 15, 2008
National Futures Association to provide regulatory services for NYSE Liffe futures exchange
July 10, 2008
NFA permanently bars Florida firm, Sterling International Commodities; sanctions its principal and associated persons
June 24, 2008
NFA launches online learning program for arbitrators
May 29, 2008
NFA permanently bars Los Angeles firm, Jaguar Trading and suspends firm's principal, Jonathan J. Berman
May 9, 2008
NFA permanently bars Ryan S. Cubiotti, former NFA Associate of Deerfield Beach, Florida
April 24, 2008
NFA takes an emergency enforcement action against Last Atlantis Capital Management LLC
April 15, 2008
National Futures Association advises investors on how to avoid investment fraud at three Money Smart Week events
March 17, 2008
NFA settles enforcement action against Commercial Hedge Services, Inc. and its principal
March 14, 2008
NFA suspends Jordan Assets Ltd. and its principal for a period of 10 years
March 3, 2008
NFA settles enforcement action against James A. Ward, a former associated person of American Atlantic Financial Corp.
February 26, 2008
NFA orders South Florida firm to withdraw from membership; suspends New York firm
February 26, 2008
NFA permanently bars three firms and one individual
February 25, 2008
NFA takes emergency enforcement action against Innovative Capital Management LLC and its principal, Yehuda Belsky
February 22, 2008
NFA announces Board of Directors election results
February 14, 2008
NFA settles enforcement action with Black Flag Capital Partners LLC and its principal
February 11, 2008
NFA permanently bars associated person of Florida futures firm
February 4, 2008
NFA permanently bars Florida CTA, World Trade Financial, Inc., and its principal
January 30, 2008
NFA fines Charlotte forex firm, Advanced Markets, Inc., and its principals $150,000
January 24, 2008
National Futures Association fines forex firm
January 16, 2008
NFA permanently bars Commodity Pool Operator and its principal; levies fine of $200,000
January 11, 2008
NFA reports four forex firms have ceased operations in light of increased capital requirements
January 2, 2008
NFA orders San Francisco firm to pay $35,000 fine