News Releases
December 9, 2011
NFA Signs Agreement with BGC Partners, Inc. to Provide Regulatory Services to BGC's Swap Execution Facility
December 5, 2011
NFA Signs Agreement with FX Alliance to Provide Regulatory Services to FX Alliance's Swap Execution Facility
November 17, 2011
NFA Signs Agreement with Tullett Prebon to Provide Regulatory Services to Tullett Prebon's Swap Execution Facility
October 27, 2011
NFA suspends introducing broker Angus Jackson, Inc. of Fort Lauderdale, Florida and its principals
October 27, 2011
NFA takes emergency enforcement action against Auburn, Alabama firm, TS Capital Management
October 26, 2011
NFA permanently bars Florida firm Randolph J. Ginsberg Introducing Brokerage
October 20, 2011
NFA takes emergency enforcement action against Denver Difference Energy and its principal
October 19, 2011
NFA Signs Agreement with Bloomberg
October 12, 2011
NFA revokes registration of commodity trading advisor, William S. Scott
September 28, 2011
NFA Signs Agreement with GFI Group to provide Regulatory Services to GFI's Swap Execution Facility
September 14, 2011
NFA Appeals Committee permanently bars Robert F. Gray from NFA membership
September 2, 2011
NFA takes emergency enforcement action against SureInvestment, LLC and its principal
August 18, 2011
NFA takes emergency enforcement action against IFINIX Futures Inc.
August 12, 2011
NFA levies $2,000,000 monetary sanction against FXCM and orders refunds to customers
July 19, 2011
NFA hires Jamila Piracci as new Vice President to oversee the regulation of swap dealers and major swap participants
July 14, 2011
NFA sanctions Capital Market Services $75,000
June 22, 2011
NFA takes an emergency enforcement action against D2W Capital Management, Prestige Capital Advisors and its principal
June 17, 2011
NFA permanently bars California firm Roslex Corporation from NFA membership
May 19, 2011
NFA levies $500,000 fine against Vision Financial Markets LLC
April 26, 2011
NFA takes emergency enforcement action against Texas Commodity Trading Advisor FIN FX LLC and its principal
April 1, 2011
NFA permanently bars Georgia firm, Clash Financial LLC
March 31, 2011
NFA takes emergency enforcement action against Paron Capital Management, LLC and its principal
March 14, 2011
NFA takes emergency enforcement action against Maryland firm Trade Dock Capital LLC and its principal
March 3, 2011
NFA permanently bars Florida firm CD Capital Management, Inc. from NFA membership
March 1, 2011
NFA hires Edward Dasso as new Vice President to head surveillance program for swap execution facilities
February 22, 2011
NFA's Board of Directors re-elects Robert Felker to serve as Chairman
February 18, 2011
NFA permanently bars Illinois firm Petra Trading Group LLC and bars its principal for three years
February 15, 2011
NFA permanently bars Florida firm Vista Trading Advisors, Inc. and bars its principal for five years
January 25, 2011
NFA permanently bars Las Vegas commodity trading advisor Diligent Management LLC and bars its principal for three years
January 21, 2011
NFA permanently bars Florida firm Oxford Trading Group, Inc.; sanctions its principal, APs