News Releases
December 10, 2015
NFA bars Robert Hawkes Potter, a former associated person, from membership
December 9, 2015
NFA bars Chicago, Illinois futures commission merchant X-Change Financial Access LLC from acting as an FCM, and orders it to pay a $75,000 fine
November 10, 2015
NFA bars West Chester, Ohio commodity trading advisor YZ Investment Services and its principal, Yanping Zhang, from membership for five years
November 2, 2015
NFA bars Stamford, Conn. commodity pool operator and commodity trading advisor Nord Capital Advisors from membership
October 29, 2015
NFA bars Woodstock, Ga., commodity trading advisor Jonathan Parker from membership
October 21, 2015
NFA bars Philip M. Worley, principal of Burnet, Texas firm McElhannon Group, from membership
September 18, 2015
NFA bars Houston, Texas firm RNS Holdings and its principal, Raja Michael Mawad, from membership
September 18, 2015
NFA bars Burnet, Texas firm McElhannon Group from membership
August 28, 2015
NFA bars British Virgin Islands firms Primary Assets Management Corporation and Accredited Investment Management Corp. from membership
August 11, 2015
NFA bars Southampton, N.Y. firm Grace Financial Group LLC and its principal Christopher T. Bondy from membership
July 30, 2015
NFA takes emergency enforcement action against commodity trading advisor Jonathan Parker
May 13, 2015
NFA permanently bars Chicago commodity trading advisor, Dr. Andrew James Aronson
April 14, 2015
NFA takes emergency enforcement action against Houston, Texas firm RNS Holdings LP and its principal, Raja Michael Mawad
April 14, 2015
NFA orders Memphis, Tenn. firm K&M Trading, LLC and its principals, William Kaelin and John Morrissey, to pay $105,000 fine
April 14, 2015
NFA orders Memphis, Tenn. firm Wharton Asset Management LLC and its principal, Michael J. Wharton, to pay $105,000 fine
April 14, 2015
NFA orders Memphis, Tenn. firm BLS AG Futures LLC and its principal, Brian L. Swords, to pay $105,000 fine
April 14, 2015
NFA orders Memphis, Tenn. firm CDM Investment Management LLC and its principal, Charles Dow McVean Sr., to pay $105,000 fine
February 27, 2015
NFA permanently bars New York firm Chazon QTA Quantitative Trading Artists LLC and its principal, Lawrence I. Fejokwu
February 19, 2015
NFA's Board of Directors re-elects Christopher Hehmeyer to serve as Chairman