News Releases

December 6, 2001
NFA takes disciplinary action against Chicago futures firm

November 29, 2001
NFA reduces assessment fees to new record-low levels

November 5, 2001
NFA suspends California Forex firm

October 1, 2001
National Futures Association introduces electronic filing option to dispute resolution process

October 1, 2001
National Futures Association and Board of Trade Clearing Corporation announce memorandum of understanding to offer programs and services to electronic marketplaces

September 19, 2001
NFA Information Center available to address investor concerns

September 17, 2001
NFA bars former AP of FSG International, Inc.

August 23, 2001
NFA to enable fast and efficient passage for broker-dealers seeking to passport into FCM or IB registration

August 21, 2001
NFA rules regarding security futures products approved by CFTC

August 17, 2001
NFA Board appoints Thomas Sexton new General Counsel

August 16, 2001
NFA's Board of Directors votes to decrease its size by 45 percent

August 10, 2001
NFA bars Maryland futures firm and its principal owner

July 19, 2001
NATIONAL FUTURES ASSOCIATION PERMANENTLY BARS CHICAGO INTRODUCING BROKER; FINES CHICAGO FCM

June 26, 2001
NFA PERMANENTLY BARS INDIANA INTRODUCING BROKER

June 19, 2001
National Futures Association to provide regulatory services for BrokerTec Futures Exchange LLC

May 24, 2001
NFA Board appoints Daniel Roth Senior Executive Vice-President

May 22, 2001
NFA reduces assessment fees to lowest level in Association's history

March 15, 2001
Futures Industry Best Practices Study Released

March 13, 2001
National Futures Association provides regulatory services for Merchants' Exchange

February 14, 2001
NFA LAUNCHES NEW PRE-ARBITRATION MEDIATION PROGRAM

January 19, 2001
NFA PERMANENTLY BARS MICHIGAN INTRODUCING BROKER