News & Notices | National Futures Association

News Releases

NFA issues news releases to announce any significant disciplinary action or other NFA news.

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December 04, 2003
NFA publishes guide to help investors who file arbitration claims understand legal terminology

November 26, 2003
NFA takes emergency enforcement action against New York FOREX firm

November 20, 2003
NFA suspends New York FOREX firm and its owner

October 08, 2003
NFA Appeals Committee affirms decision to expel Chicago commodities firm

September 29, 2003
NFA suspends California FOREX firm

September 12, 2003
NFA takes enforcement action against California FOREX firm

August 26, 2003
CFTC and NFA Announce New Rules to Combat Fraud in the Retail Off-Exchange Forex Market

August 14, 2003
NFA Names Michael Piracci to Head Its New York Office

July 09, 2003
NFA bars Fort Lauderdale futures firm and fines several of its employees

June 20, 2003
NFA President briefs congressional committee on potential danger of off-exchange retail forex activity

April 08, 2003
NFA suspends California commodities firm and its owner

April 01, 2003
NFA fines Fort Lauderdale futures firm and three of its principals

March 25, 2003
NFA expels Chicago commodities firm

February 24, 2003
NFA Board of Directors elects chairman, vice-chairman, public directors

January 31, 2003
NFA suspends membership of New York FOREX firm and its owner

January 16, 2003
NFA announces Member outreach initiative

January 09, 2003
NFA to review CPO annual financial reports

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