News Releases
December 20, 2013
NFA takes emergency enforcement action against commodity pool operator R2 Capital Group LLC and its principal, Randell A. Vest
December 18, 2013
NFA permanently bars Cincinnati commodity pool operator QFC LLC
December 13, 2013
NFA takes emergency enforcement action against Illinois firm Novo Trading LLC and one of its principals, Thomas Henry O'Connell Jr.
November 15, 2013
Futures Industry Releases Insurance Study
October 21, 2013
NFA orders AlphaMetrix LLC to satisfy its obligations to certain pool participants by November 1
October 15, 2013
NFA fines Salt Lake City firm Interbank FX LLC $600,000 for failure to report trade data and failure to keep accurate books and records
September 24, 2013
NFA revokes registration of introducing broker Gold Coast Futures Group and its associated person Stanley C. Brooks
September 18, 2013
NFA fines New York forex firm FXDirectDealer LLC $1.1 million and orders the firm to pay $1.8 million in restitution to customers
July 25, 2013
NFA sanctions James E. Green, principal of FX Direct Dealer LLC (FXDD), with fine of $75,000
July 8, 2013
NFA fines Connecticut firm Interactive Brokers $300,000 in settlement of two Complaints
June 18, 2013
NFA Signs Agreement with TeraExchange to Provide Regulatory Services to its Swap Execution Facility
March 28, 2013
NFA takes emergency enforcement action against North Carolina firm James A. Shepherd Inc. and its principal, James A. Shepherd
February 27, 2013
NFA's Board of Directors re-elects Christopher Hehmeyer to serve as Chairman
January 31, 2013
National Futures Association adopts recommendations from an independent analysis of NFA's Peregrine Financial Group audits
January 31, 2013
NFA takes emergency enforcement action against New York firm Prodigy Asset Management LLC and its principal, Ezekiel Abdel Rahman