News Releases
NFA issues news releases to announce any significant disciplinary action or other NFA news.
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | Show fewer yearsDecember 22, 2014
NFA orders Las Vegas firm Wealthbuilder Capital Advisors and its principal, Courtney D. Smith, to permanently withdraw from NFA membership
December 10, 2014
NFA fines New York firm FXDirectDealer LLC $500,000 for inadequate anti-money laundering program and failure to supervise
December 4, 2014
CFTC approves NFA's prohibition of credit cards to fund retail forex accounts
October 30, 2014
NFA orders California commodity pool operator Belvedere Asset Management LLC to permanently withdraw from NFA membership and sanctions its principal, Keith D. Pagan
October 22, 2014
NFA takes emergency enforcement action against Orlando, Florida firm Emini Experts LLC and its principal, Dante Stephen Giovannetti
August 12, 2014
NFA revokes registration of floor trader Joel W. Himel
July 31, 2014
NFA takes emergency enforcement action against Connecticut firm Nord Capital Advisors LLC and its principal, Yakov Shlyapochnik
July 29, 2014
NFA orders Michigan forex firm Institutional Liquidity LLC and three of the firm's principals to pay $225,000 fine; firm must permanently withdraw from membership
July 18, 2014
NFA fines New York firm Forex Capital Markets LLC $200,000 for conducting business with an unregistered entity and failing to submit trade data to NFA
June 23, 2014
NFA's Board approves prohibition of credit cards to fund retail forex accounts
June 20, 2014
NFA bars Connecticut futures commission merchant Vision Financial Markets LLC, Virginia commodity trading advisor Ace Investment Strategists LLC and its principal, Yu-Dee Chang from membership
June 5, 2014
NFA's Board of Directors approves reduction in assessment fees
June 4, 2014
NFA to hold an audio conference to help swap dealer and major swap participant members prepare for exams
March 27, 2014
National Futures Association, AARP and Chicago Department of Family & Support Services co-sponsor "Avoiding Fraud is Your Best Money Strategy" during Money Smart Week
February 21, 2014
NFA's Board of Directors re-elects Christopher Hehmeyer to serve as Chairman
February 14, 2014
NFA orders Louisiana futures firms Level III Management LLC and Level III Trading LLC to permanently withdraw from NFA membership and sanctions the firms' principal, Bruce A. Gwyn
February 10, 2014
NFA permanently bars Pasadena, Calif. commodity pool operator Equity Swarm LLC, commodity trading advisor Adantia LLC and two of the firms' principals, Purnardeep Sikka and Jagjit S. Sikka
February 5, 2014
NFA orders California futures firm Newport Private Capital LLC and two former principals, Jonathan M. Hansen and David M. Giunta, to permanently withdraw from NFA membership
February 5, 2014
NFA permanently bars New York commodity trading advisor SK Madison LLC and its principal Michael James Seward
January 29, 2014
NFA announces results of Board elections
January 24, 2014
NFA orders five-year membership suspension for Rylan Peters, a principal of previously disciplined Cincinnati firm QFC LLC
January 16, 2014
NFA orders trading prohibition against California futures firm Newport Private Capital, and its former principals, Jonathan M. Hansen and David M. Giunta