Home News & Notices News Releases

News Releases

NFA issues news releases to announce any significant disciplinary action or other NFA news.

2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | Show fewer years

September 14, 2017
NFA orders Chicago, Ill., introducing broker Kingsview Futures LLC to pay a $50,000 fine

August 14, 2017
NFA bars Christian Robert Mayer, a former associated person, from membership

May 04, 2017
NFA bars Pratik Patel, sole associated person of Houston, Texas, introducing broker Patel Futures LLC, from membership

May 02, 2017
NFA orders London, England commodity pool operator and commodity trading advisor Duet Asset Management Ltd. to pay a $1 million fine

March 06, 2017
NFA bars Redding, Calif. commodity trading advisor Samico Worldwide Markets, Inc. and its principal Thomas Gasparini from membership

March 02, 2017
NFA bars Los Angeles, Calif. commodity trading advisor Nex Capital Management LLC and its principal, Jacob Wohl, from membership

February 16, 2017
NFA Board appoints Carol Wooding as new General Counsel

February 06, 2017
NFA bars New York retail foreign exchange dealer Forex Capital Markets, LLC and its principals Dror Niv, William Ahdout and Ornit Niv from membership