News Releases
October 30, 2018
NFA orders New York, NY swap dealer Mizuho Capital Markets LLC to pay a $900,000 fine
September 17, 2018
NFA bars John Marc Schwaebe, a former associated person, from membership for seven years
September 17, 2018
NFA orders Chicago, Ill. introducing broker Global Asset Advisors LLC and its principal Glenn Swanson to jointly pay a $200,000 fine
July 30, 2018
NFA orders Chicago, Ill. futures commission merchant R.J. O'Brien & Associates LLC to pay a $150,000 fine
June 5, 2018
NFA to develop swaps proficiency requirements program
May 29, 2018
NFA orders Chicago, Ill. introducing broker X-Change Financial Access LLC to pay a $100,000 fine
February 1, 2018
NFA bars North Salem, N.Y. introducing broker and commodity pool operator Managed Capital Advisory Group from membership
January 12, 2018
NFA bars Glendale, Ariz. commodity trading advisor BCD Forex Investments LLC from membership