News Releases

NFA issues news releases to announce any significant disciplinary action or other NFA news.

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September 11, 2020
NFA takes emergency enforcement action against Stuart, Fla. commodity trading advisor JDN Capital, LLC and its principal Joshua David Nicholas

August 24, 2020
NFA orders former associated person Nicholas Charles Gunther to not reapply for NFA membership

August 18, 2020
NFA orders Connor Paul Campo and James A. Hatzigiannis, former associated persons, to not reapply for NFA membership

August 07, 2020
NFA orders former Chicago, Ill. introducing broker Long Leaf Trading Group, Inc. and its former associated person James Alan Donelson to not reapply for NFA membership

August 06, 2020
NFA orders former Chicago, Ill. introducing broker Postrock Brokerage LLC to not reapply for membership

August 05, 2020
NFA orders Gautam Prakash, a former associated person, to not reapply for membership for seven years

June 24, 2020
NFA bars Scott Joseph Gecas, a former associated person, from membership for five years

June 01, 2020
NFA permanently bars Hong Kong commodity pool operator Bainbridge Asia Limited and its principal Wai Man Yip from membership

June 01, 2020
NFA permanently bars former Winter Park, Fla. commodity trading advisor Fintech Investment Group, Inc. and its former principal Alan Friedland from membership

February 13, 2020
NFA permanently bars former Chicago, Ill. commodity pool operator and commodity trading advisor Elkhorn Investments LLC from membership

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