News Releases
NFA issues news releases to announce any significant disciplinary action or other NFA news.
2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | Show fewer yearsApril 14, 2022
NFA orders Connecticut-based Interactive Brokers LLC to pay a $250,000 fine
April 05, 2022
NFA orders Salt Lake City, Utah introducing broker Member BTU Brokers, Inc. to pay an $80,000 fine
March 31, 2022
NFA orders New York, N.Y. swap dealer Goldman Sachs & Co., LLC to pay a $2,500,000 fine
March 30, 2022
NFA orders Dallas, Texas introducing broker and commodity trading advisor Member Coquest Incorporated to pay a $275,000 fine
March 30, 2022
NFA orders London, U.K. introducing broker Marex Spectron International Limited to pay a $250,000 fine
February 28, 2022
NFA orders Newport Beach, Calif. commodity trading advisor Plus EV Capital LLC never to reapply for NFA membership