News Releases
December 8, 2022
NFA orders Warren, NJ retail forex dealer and futures commission merchant Gain Capital Group LLC to pay a $700,000 fine
November 9, 2022
NFA orders Chicago, Ill. introducing broker Stage 5 Trading Corp. to pay a $75,000 fine
November 1, 2022
NFA orders Houston, Texas introducing broker Empire Energy Group LLC never to reapply for NFA membership
September 6, 2022
NFA orders Denmark firm Direct Hedge Danmark Fondsmaeglerselskab AS to pay a $70,000 fine
August 24, 2022
NFA Board appoints Dale Spoljaric as new Vice President, Capital & Exams
August 18, 2022
NFA permanently bars Denver-based commodity pool operator Yas Castellum LLC and its principal Marcus Brisco from membership
August 18, 2022
NFA orders London, U.K. firm Makor Securities London Ltd. to pay a $375,000 fine
April 14, 2022
NFA orders Connecticut-based Interactive Brokers LLC to pay a $250,000 fine
April 5, 2022
NFA orders Salt Lake City, Utah introducing broker Member BTU Brokers, Inc. to pay an $80,000 fine
March 31, 2022
NFA orders New York, N.Y. swap dealer Goldman Sachs & Co., LLC to pay a $2,500,000 fine
March 30, 2022
NFA orders Dallas, Texas introducing broker and commodity trading advisor Member Coquest Incorporated to pay a $275,000 fine
March 30, 2022
NFA orders London, U.K. introducing broker Marex Spectron International Limited to pay a $250,000 fine
February 28, 2022
NFA orders Newport Beach, Calif. commodity trading advisor Plus EV Capital LLC never to reapply for NFA membership