News Releases

NFA issues news releases to announce any significant disciplinary action or other NFA news.

2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | Show fewer years

November 09, 2022
NFA orders Chicago, Ill. introducing broker Stage 5 Trading Corp. to pay a $75,000 fine

November 01, 2022
NFA orders Houston, Texas introducing broker Empire Energy Group LLC never to reapply for NFA membership

September 06, 2022
NFA orders Denmark firm Direct Hedge Danmark Fondsmaeglerselskab AS to pay a $70,000 fine

August 24, 2022
NFA Board appoints Dale Spoljaric as new Vice President, Capital & Exams

August 18, 2022
NFA permanently bars Denver-based commodity pool operator Yas Castellum LLC and its principal Marcus Brisco from membership

August 18, 2022
NFA orders London, U.K. firm Makor Securities London Ltd. to pay a $375,000 fine

April 14, 2022
NFA orders Connecticut-based Interactive Brokers LLC to pay a $250,000 fine

April 05, 2022
NFA orders Salt Lake City, Utah introducing broker Member BTU Brokers, Inc. to pay an $80,000 fine

March 31, 2022
NFA orders New York, N.Y. swap dealer Goldman Sachs & Co., LLC to pay a $2,500,000 fine

March 30, 2022
NFA orders Dallas, Texas introducing broker and commodity trading advisor Member Coquest Incorporated to pay a $275,000 fine

March 30, 2022
NFA permanently bars Chennai, India commodity pool operator and commodity trading advisor eDeal Market LLC and its principal Nithya Narasimhan from membership

March 30, 2022
NFA orders London, U.K. introducing broker Marex Spectron International Limited to pay a $250,000 fine

February 28, 2022
NFA orders Newport Beach, Calif. commodity trading advisor Plus EV Capital LLC never to reapply for NFA membership

Subscribe to NFA Email Communications