News Releases
NFA issues news releases to announce any significant disciplinary action or other NFA news.
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | Show fewer yearsMarch 15, 2023
NFA orders Vero Beach, Fla. introducing broker Ocean Solutions LLC to pay a $140,000 fine
March 1, 2023
NFA orders Chicago, Ill. futures commission merchant E*Trade Futures LLC to pay a $75,000 fine
March 1, 2023
NFA orders London, U.K. firm GMG Brokers LTD and two employees to pay fines totaling $350,000
February 16, 2023
NFA orders Sioux Falls, S.D. introducing broker VBI Company to pay a $135,000 fine
January 12, 2023
NFA orders Chicago, IL swap dealer StoneX Markets LLC to pay a $1,000,000 fine