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CFTC Rule Submissions

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September 06, 2016
National Futures Association: Collection of CPO/CTA Financial Information—NFA Compliance Rule 2-46 and NFA Interpretive Notice NFA Compliance Rule 2-46: Reporting Financial Information on NFA Forms PQR and PR

September 06, 2016
National Futures Association: Proposed Technical Amendments to NFA Requirements to Conform to Definitions in Section 1a of the Commodity Exchange Act (Effective September 19, 2016)

May 31, 2016
National Futures Association: Proposed Technical Amendments to NFA Requirements—NFA Bylaw 1507 and NFA Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements (Effective June 13, 2016)

May 31, 2016
National Futures Association: Increase in Forex Dealer Member Assessment on Each Order Segment Submitted to NFA's Forex Transaction Reporting Execution Surveillance System—NFA Bylaw 1301(e) and NFA Interpretive Notice Forex Transactions (Effective July 1, 2016)

May 31, 2016
National Futures Association: CPO and CTA Quarterly Reporting Requirements—Proposed Amendment to NFA Compliance Rule 2-46 (Effective September 30, 2016)

January 12, 2016
National Futures Association: Bylaw Amendments regarding Electronic Voting, Other Technical Amendments, Formalizing the IB and Swap Participant Advisory Committees, and Repeal of Bylaw 503 regarding Removal of Directors (Effective August 1, 2016)

January 04, 2016
National Futures Association: Financial Requirements—NFA Financial Requirements 1 and 16 and its related Interpretive Notice to Conform to the CFTC's Enhancing Protections Afforded Customers and Customer Funds Held by FCMs and DCOs Rulemaking (Effective January 14, 2016)

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