Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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June 01, 2021
Proposed Technical Amendments to NFA Bylaws and Rules to Provide for Electronic Service of Process

June 01, 2021
Proposed Amendments to NFA Compliance Rule 2-46 to Conform Filing Requirements to CFTC Regulation 4.27

May 25, 2021
Proposed Amendments to NFA Bylaw 1301 and NFA Interpretive Notice 9053 entitled Forex Transactions to Reduce Forex Dealer Member Assessment on Order Segment Fees Submitted to FORTRESS (Effective July 1, 2021)

May 24, 2021
Amendments to NFA Member Dues for Swap Dealer and Major Swap Participant Members – NFA Bylaw 1301 regarding Schedule of Dues and Assessments (Effective January 1, 2022)

March 05, 2021
Proposed NFA Compliance Rule 2-50 and related Interpretive Notice entitled NFA Compliance Rule 2-50: CPO Notice Filing Requirement (Effective June 30, 2021)

February 26, 2021
Proposed Interpretive Notice entitled NFA Compliance Rules 2-9 and 2-36: Members' Use of Third-Party Service Providers (Effective September 30, 2021)

February 26, 2021
Proposed NFA Financial Requirements Section 18; Proposed Interpretive Notice entitled NFA Financial Requirements Section 18 - NFA Pre-Approval of the Use of Subordinated Debt; and Proposed Amendments to NFA Financial Requirements Sections 1 and 10 and NFA Registration Rule 201 (Effective October 6, 2021)