News & Notices | National Futures Association

Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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December 05, 2017
Disclosure of Retail Forex Costs to Customers—Proposed Amendments to NFA Compliance Rule 2-36; Requirements for Forex Transactions and NFA Compliance Rule 2-43: Forex Orders

November 30, 2017
Proposed Technical Amendments to NFA Registration Rule 802

November 27, 2017
Proposed Amendments to NFA's Interpretive Notice: Compliance Rule 2-9: Enhanced Supervisory Requirements

November 17, 2017
Increase to NFA's Assessment Fee—NFA Bylaw 1301 Regarding Schedule of Dues and Assessments (Effective January 1, 2018)

August 30, 2017
Proposed Technical Amendments to NFA Bylaw 301, Certain Registration Rules and Interpretive Notice Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers under Section 15(b)(11) of the Securities Exchange Act of 1934 (Effective September 15, 2017)

May 25, 2017
Proposed Interpretive Notice to NFA Compliance Rule 2-49: Swap Valuation Dispute Filing Requirements (Effective January 2, 2018)

March 07, 2017
National Futures Association: Proposed Amendments to NFA Financial Requirements Section 16 and its Related Interpretive Notice Entitled: FCM Financial Practices and Excess Segregated Funds/Secured Amount/Cleared Swaps Customer Collateral Disbursements (Effective March 29, 2017)

February 22, 2017
National Futures Association: Forex Dealer Member Chief Compliance Officer Annual Report Filing Deadline—NFA Compliance Rule 2-36: Requirements for Forex Transactions (Effective March 29, 2017)

February 21, 2017
National Futures Association: Proposed NFA Financial Requirements Section 17: Swap Dealer and Major Swap Participant Reporting Requirements (Effective March 21, 2017)

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