Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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May 25, 2017
Proposed Interpretive Notice to NFA Compliance Rule 2-49: Swap Valuation Dispute Filing Requirements (Effective January 2, 2018)

March 07, 2017
National Futures Association: Proposed Amendments to NFA Financial Requirements Section 16 and its Related Interpretive Notice Entitled: FCM Financial Practices and Excess Segregated Funds/Secured Amount/Cleared Swaps Customer Collateral Disbursements (Effective March 29, 2017)

February 22, 2017
National Futures Association: Forex Dealer Member Chief Compliance Officer Annual Report Filing Deadline—NFA Compliance Rule 2-36: Requirements for Forex Transactions (Effective March 29, 2017)

February 21, 2017
National Futures Association: Proposed NFA Financial Requirements Section 17: Swap Dealer and Major Swap Participant Reporting Requirements (Effective March 21, 2017)