Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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March 05, 2021
Proposed NFA Compliance Rule 2-50 and related Interpretive Notice entitled NFA Compliance Rule 2-50: CPO Notice Filing Requirement (Effective June 30,2021)

February 26, 2021
Proposed Interpretive Notice entitled NFA Compliance Rules 2-9 and 2-36: Members' Use of Third-Party Service Providers (Effective September 30, 2021)

February 26, 2021
Proposed NFA Financial Requirements Section 18; Proposed Interpretive Notice entitled NFA Financial Requirements Section 18 - NFA Pre-Approval of the Use of Subordinated Debt; and Proposed Amendments to NFA Financial Requirements Sections 1 and 10 and NFA Registration Rule 201 (Effective October 6, 2021)