Rule Submissions to the CFTCIn accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC. 2017 | 2016 | 2015 | 2014 | 2013 | Show more years
December 03, 1985
National Futures Association, Proposed Amendments to Bylaws 301(a)(I), 301(h), 301(j), 305 Schedule A Section I(f) and 703; Proposed Compliance Rule 2-30; Proposed Amendments to Code of Arbitration Sections 4, 6 and 9; and Proposed Guideline for the Disclosure by FCMs and IBs of Costs Associated with Futures Transactions.
November 21, 1985
National Futures Association Proposed Amendments to Article VI, Section 2; Article VII, Sections 2 and 3; Article VIII, Section 3; Article X, Sections 1 and 2; Article XI, Section 1; Article XVII and Article XVIII, Section (n) of the Articles of Incorporation, and Bylaws 406 and 503.
August 29, 1985
National Futures Association, Proposed Amendments to Bylaws 305 (Schedule A, Section II(a)) and 1301(c); Proposed Compliance Rule 2-28; Proposed Amendments to Compliance Rule 3-6; Proposed Amendments to Financial Requirements (Sections 6 and D2); and Proposed Guideline for the Disclosure by CPOs and CTAs of "Up Front" Fees and Organizational and Offering Expenses.
March 13, 1985
National Futures Association, Proposed Amendments to NFA Bylaws 301(h) and (I), 1301 and 1303 and NFA Code of Arbitration Sections 2(a)(1) and 9(g), and Proposed NFA Code of Arbitration Sections 6(g) and 8 and NFA Compliance Rule 2-28.