News & Notices | National Futures Association

Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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December 01, 1987
National Futures Association, Proposed Amendments to Articles VII and VIII

November 23, 1987
National Futures Association, Proposed Amendments to Bylaw 1301; Compliance Rule 2-26; Financial Requirements Schedule A, Section A4; and Proposed Changes to Provide for the Regulation of Foreign Futures and Foreign Options Transactions (Proposed Amendments to Bylaw 1507; Compliance Rules 1-1, 2-8, and 2-28; Code of Arbitration Section 1; Financial Requirements Section 1, Schedule A, Schedule B, Schedule C, and Schedule D; and Proposed Compliance Rule 2-31).

August 28, 1987
National Futures Association, Proposed Amendments to Compliance Rules 3-4, 3-7, 3-8, 3-10, 3-11, and 3-12 and Section 11 of its Code of Arbitration

July 02, 1987
National Futures Association, Proposed Amendments to: Financial Requirements, Schedule E; Compliance Rule 2-13; and Bylaw 305; and Proposed Registration Rules of National Futures Association

May 22, 1987
National Futures Association, Proposed Amendment to Article XVII

March 05, 1987
National Futures Association, Proposed Amendments to Bylaws 305 (Schedule B, Section I(b)), 701, 702, and 704 and Compliance Rules 2-15, 2-18, and 2-19; Proposed Bylaw 513; and Proposed Repeal of Compliance Rule 2-21.

January 14, 1987
Proposed Amendment to Article XVI of National Futures Association's Articles of Incorporation with the Addition of Section 5

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