Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994 | 1993 | 1992 | 1991 | 1990 | 1989 | 1988 | 1987 | 1986 | 1985 | 1984 | 1983 | 1982 | 1981 | Show fewer years

December 12, 1988
National Futures Association: Proposed Amendments to Sections 4, 6, 7, 8, 9, 10, 11 and 12 of NFA's Code of Arbitration; Proposed New Section 15 to NFA's Code of Arbitration; and Proposed New Rules Governing Arbitration of Disputes Between U.S. Customers and Non-Member Foreign Firms.

October 5, 1988
National Futures Association: Proposed Amendment to Bylaw 703; Proposed Bylaw 706; and Proposed Amendments to Sections 1, 2, 3, 4, 6, 7, 9, 10, 11, 12 of NFA's Code of Arbitration.

June 1, 1988
National Futures Association/Proposed Amendment to Bylaw 301; Proposed Amendments to Financial Requirements, Schedule D; and Proposed Amendment to Registration Rule 701.

May 19, 1988
National Futures Association, Proposed Amendments to Article VII, Section 3(a) and Article X.

March 8, 1988
National Futures Association, Proposed Amendments to Registration Rules; Proposed Amendments to Bylaw 1301; Proposed New Bylaw 514 and Amendment to Bylaw 704