Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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September 4, 1990
National Futures Association: Proposed Amendment to NFA Registration Rule 203

September 4, 1990
National Futures Association: Proposed Amendment to NFA Bylaw 1301

July 17, 1990
National Futures Association: Proposed Amendments to Articles VII and X

June 7, 1990
National Futures Association: Proposed Amendments to NFA Bylaw 406; NFA Registration Rules 201 and 203; and NFA Code of Arbitration Section 9

May 22, 1990
National Futures Association: Proposed New Bylaws 515, 707 and 802

March 12, 1990
National Futures Association: Proposed Amendments to NFA Registration Rule 203; NFA Code of Arbitration Section 15 and Rules Governing Arbitration of Disputes Between U.S. Customers and Non-Member Foreign Firms; and NFA Financial Requirements Sections B2-a(ii)(A), C1-b(vi)(C), C1-b(vii), C1-b(viii)(A), C2-b, C2-e and C2-f.

January 25, 1990
National Futures Association: Proposed Amendments to NFA Compliance Rules 2-12 and 2-33; and NFA Financial Requirements Sections 1, 6, and Schedule D, Section D3-d

January 8, 1990
National Futures Association: Proposed Amendments to NFA Bylaw 503; NFA Compliance Rule 3-11; and NFA Code of Arbitration Section 10; and Proposed New NFA Bylaws 515 and 707