Rule Submissions to the CFTCIn accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC. 2022 | 2021 | 2020 | 2019 | 2018 | Show more years
September 06, 1991
National Futures Association: Proposed Amendments to NFA's Code of Arbitration Sections 2 and 11; Proposed Amendments to Rules Governing Arbitration of Disputes Involving Foreign Parties Section 11; and Adoption of NFA's Proposed Member Arbitration Rules Sections 1-15.
June 11, 1991
National Futures Association: Proposed Amendments to NFA's Code of Arbitration Sections 1, 4, 5, 6, 9, 10, 11, 12 and 16; Proposed Interpretive Notice Regarding Supervision of Branch Offices and Guaranteed IBs; and Proposed Interpretive Notice Regarding a Member Self-Audit Requirement.
March 12, 1991
National Futures Association: Proposed Amendments to NFA Bylaw 301, NFA Compliance Rules 3-10 and 3-12, NFA Registration Rules 506, 507, 508 and 510 and Code of Arbitration Section 10; NFA Compliance Rule 2-9; NFA Compliance Rule 2-29; and NFA Financial Requirements Sections 1 and 6; and NFA Board Resolution to Adopt a Temporary No-Action Position.