News & Notices | National Futures Association

Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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December 04, 1992
National Futures Association: Proposed Amendment to Section 10(g) and Adoption of Section 17 of NFA's Code of Arbitration; Proposed Amendment to Section 10(g) and Adoption of Section 16 of NFA's Member Arbitration Rules; Proposed Amendments to NFA Registration Rules 203(a)(1) and 209; Proposed Interpretive Notice to NFA Registration Rule 402; and Proposed Amendments to NFA Registration Rules and NFA Bylaw 301(h)(vii)

October 05, 1992
National Futures Association: Proposed Amendments to Articles VII and XVII of NFA's Articles of Incorporation and to NFA Bylaw 406

August 27, 1992
National Futures Association: Proposed Amendments to NFA Compliance Rule 2-9, NFA Registration Rule 210, and Sections 2 and 6 of NFA's Code of Arbitration

August 26, 1992
Proposed Amendment to Article VII, Section 2, of National Futures Association's Articles of Incorporation

July 09, 1992
National Futures Association Request for an Order Granting NFA Permission to Offer the Direct Entry Registration Program on a Permanent Basis Pursuant to Proposed New Registration Rule 801

June 16, 1992
Proposed Amendment to NFA Compliance Rule 2-9 and Interpretive Statement

May 27, 1992
National Futures Association: Proposed NFA Registration Rule 402 and Interpretive Notice to Registration Rule 402

May 27, 1992
National Futures Association: Proposed Amendment to NFA Registration Rule 203

March 05, 1992
National Futures Association: Proposed Amendments to NFA Bylaw 1301 and Registration Rules 203, 204, 301 and 302; and Proposed Amendments to NFA Code of Arbitration Section 2.

February 07, 1992
National Futures Association: Proposed New Compliance Rule 2-7; Proposed Amendments to NFA Compliance Rule 3-12 and Registration Rule 501; Proposed Amendments to NFA Compliance Rule 2-26 and Financial Requirements Sections 9, 10 and 11; Proposed Amendments to NFA Financial Requirements Sections 1 and 6; Proposed Modifications to Interpretive Notice to Compliance Rule 2-9 Regarding a Member Self-Audit Requirement; and Proposed Modifications to Board Resolution to Grant a Temporary No-Action Position.

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