Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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December 1, 1993
National Futures Association: Proposed Amendments to NFA Bylaw 1301

November 29, 1993
National Futures Association: Proposed Amendments to NFA Bylaw 515, Proposed NFA Bylaw 708, and NFA Compliance Rules 2-8 and 2-9

November 29, 1993
National Futures Association: Amendments to Rule 211 and Part 500 of NFA Registration Rules

September 10, 1993
National Futures Association: Proposed Amendments to NFA Bylaws 702, 704, 707 and 708; Part 3 of NFA Compliance Rules; NFA Code of Arbitration, Sections 1, 2, 4, 5, 6, 8, 9, 10, 11, 12, 16 and 18; NFA Member Arbitration Rules, Sections 1, 2, 3, 4, 5, 7, 8, 9, 10, 11, 12 and 16; and Proposed Deletion of NFA Compliance Rule 2-28

August 5, 1993
National Futures Association: Proposed Amendments to Articles VI, VII, VIII and XI of NFA's Articles of Incorporation and NFA Bylaws 301, 507 and 1506

June 1, 1993
National Futures Association: Proposed Amendments to NFA Financial Requirements Schedule B, Section B2, and Schedule C, Sections C1 and C2; Compliance Rules 2-7 and 2-18; and the Deletion of Compliance Rules 2-19 and 2-20

March 5, 1993
National Futures Association: Proposed Amendments to NFA Registration Rules 201, 203 and 401 and NFA Bylaw 512