News & Notices | National Futures Association

Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994 | 1993 | 1992 | 1991 | 1990 | 1989 | 1988 | 1987 | 1986 | 1985 | 1984 | 1983 | 1982 | 1981 | Show fewer years

December 07, 1995
National Futures Association: Proposed Amendment to NFA Compliance Rule 2-13, Proposed Amendment to the Guideline for the Disclosure by CPOs and CTAs of "Up Front" Fees and Organizational and Offering Expenses, and Proposed Adoption of an Interpretive Notice to NFA Compliance Rule 2-10 Relating to the Allocation of Block Orders for Multiple Accounts

September 21, 1995
National Futures Association: Resubmission of Proposed Amendments to NFA Compliance Rule 2-29 and the Proposed Adoption of Its Interpretive Notice Concerning Hypothetical Trading Results; and Withdrawal of Submission of Proposed Interpretive Notice to Rule 2-13 Concerning Presentation of Past Performance Information

August 28, 1995
National Futures Association: Proposed Amendments to Sections 6, 8, 10 and 12 of NFA's Code of Arbitration and Sections 5, 7, 10 and 12 of NFA's Member Arbitration Rules

May 30, 1995
National Futures Association: Proposed Amendments to Section 11 of NFA's Code of Arbitration and Sections 2 and 11 of NFA's Member Arbitration Rules; and Resubmission of Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9 Concerning Supervision of Telemarketing Activity

March 15, 1995
National Futures Association: Proposed Amendments to Interpretive Notice to NFA Compliance Rule 2-9; Resubmission of Proposed Amendments to NFA Compliance Rule 2-29; Resubmission of Proposed Adoption of Interpretation of NFA Compliance Rule 2-13; Resubmission of Proposed Adoption of NFA Compliance Rule 2-34; and Proposed Adoption of Interpretative Notice to NFA Compliance Rule 2-34

Subscribe to NFA Email Communications