News & Notices | National Futures Association

Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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November 26, 1996
National Futures Association: Proposed Amendment to NFA Registration Rule 203(A) and adoption of NFA Registration Rule 215

August 27, 1996
National Futures Association: Proposed Amendments to NFA Bylaw 301(h); NFA Registration Rule 302; NFA Compliance Rule 3-7(d) and Interpretive Notice to Compliance Rule 2-9 Regarding Supervision of Telemarketing Activity, and Proposed Adoption of Interpretive Notice Regarding Experience and Proficiency Requirements for Ethics Training Providers

July 11, 1996
National Futures Association: Proposed Amendments to Article VII of NFA's Articles of Incorporation

May 28, 1996
National Futures Association: Proposed Deletion of NFA Compliance Rule 2-19 and Proposed Amendments to NFA Compliance Rules 2-8(b) and 2-29(c) and the Interpretive Notice Relating to the Use of Promotional Material Containing Hypothetical Performance Results

February 21, 1996
National Futures Association: Proposed Amendments to NFA Code of Arbitration, Sections 5 and 6; NFA Member Arbitration Rules, Sections 4 and 5; NFA Registration Rules 204(d), 206(d), 207(a), 301(b) and 302(b); and Proposed Adoption of an Interpretive Notice Regarding Ethics Training Providers

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