News & Notices | National Futures Association

Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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August 25, 1997
National Futures Association: Proposed Amendment to NFA Compliance Rule 3-11 and NFA Registration Rules 201, 301 and 302 and Proposed Adoption of NFA Registration Rule 303

August 22, 1997
National Futures Association: Proposed Amendments to NFA Registration Rule 401

August 22, 1997
National Futures Association: Proposed Amendments to NFA Bylaw 1301

May 15, 1997
National Futures Association: Proposed Amendments to NFA Compliance Rule 3-3 and NFA Financial Requirements Section 3 and Schedule D, and Proposed Adoption of an Interpretive Notice Concerning FCM and IB Filing Requirements

April 18, 1997
National Futures Association: Resubmission of the Proposed Interpretive Notice Relating to the Allocation of Block Orders for Multiple Accounts

March 04, 1997
National Futures Association: Proposed Amendments to Sections 4, 5, 6, 7, 8, 9, 10, 11 and 16 of NFA's Code of Arbitration and Sections 3, 4, 5, 6, 7, 9, 10, 11 and 15 of NFA's Member Arbitration Rules

March 04, 1997
National Futures Association: Proposed Adoption of an Interpretive Notice Concerning the Electronic Filing of Financial Reports by FCMs and IBs

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