Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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September 3, 1999
National Futures Association: Proposed Amendments to NFA Compliance Rule 3-4(b) and NFA Registration Rule 302(d)

June 2, 1999
National Futures Association: Proposed Amendments to Sections 7, 11 and 18 of NFA's Code of Arbitration, Sections 6 and 11 of NFA's Member Arbitration Rules, and NFA Financial Requirements

June 1, 1999
National Futures Association: Proposed Interpretive Notice to NFA Compliance Rule 2-10: Orders Eligible for Post-Execution Allocation

May 24, 1999
National Futures Association: Proposed Amendments to NFA Bylaw 1301

March 1, 1999
National Futures Association: Proposed Adoption of NFA Bylaw 516 and Proposed Amendments to NFA Bylaw 708, NFA Compliance Rules 3-2, 3-9, 3-13 and 3-15, and NFA Registration Rule 501

March 1, 1999
National Futures Association: Proposed Amendments to NFA Financial Requirements

January 22, 1999
National Futures Association: Proposed Amendments to NFA Compliance Rule 2-29 and Proposed Adoption of an Interpretive Notice to NFA Compliance Rules 2-29 and 2-9 Regarding NFA's Review and Approval of Certain Radio and Television Advertisements

January 22, 1999
National Futures Association: Proposed Amendments to NFA Registration Rule 214