Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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November 21, 2001
National Futures Association: Proposed Amendments to Sections 1, 2 and 5 of NFA Financial Requirements; the Interpretive Notice Regarding The Electronic Filing of Financial Reports; and NFA Bylaw 1301(b)

November 2, 2001
National Futures Association: Proposed Amendments to NFA Registration Rules 101, 204(a), 208(a), and 302(a)

October 4, 2001
National Futures Association: Proposed Amendments to Articles IV, VII, VIII, X, XI, XVII, and XVIII of NFA's Articles of Incorporation, and NFA Bylaws 406, 407, 503, 507, 701, 702, 1301, and 1506

September 13, 2001
National Futures Association: Resubmission of Proposed Adoption of NFA Compliance Rule 2-36

September 13, 2001
National Futures Association: Proposed Amendments to NFA Compliance Rule 3-15 and NFA Code of Arbitration and Member Arbitration Rules

August 29, 2001
National Futures Association: Proposed Amendments to NFA Interpretive Notice on Obligations to Customers and Other Market Participants

August 20, 2001
National Futures Association: Proposed Rule Change Pursuant to Rule 19b-7 under the Securities Exchange Act of 1934

July 20, 2001
National Futures Association: Proposed Amendments to NFA Bylaws, Compliance Rules, Code of Arbitration, and Interpretive Notices to Comply With Provisions of the Commodity Futures Modernization Act of 2000 Regarding Security Futures Products

May 24, 2001
National Futures Association: Proposed Adoption of NFA Compliance Rule 2-36 and Proposed Amendments to NFA Registration Rule 204

May 24, 2001
National Futures Association: Proposed Amendments to NFA Bylaw 1301 and NFA Registration Rules 203, 501, 502, 504, 505, 507, 508, 509, and 510

April 11, 2001
National Futures Association: Proposed Amendments to Article III, Section 1, of NFA's Articles of Incorporation

February 26, 2001
National Futures Association: Proposed Amendments to NFA Compliance Rule 3-17 and NFA Interpretive Notice to Compliance Rule 2-9: Supervision of Telemarketing Activity

January 11, 2001
National Futures Association: Proposed Amendments to Articles VII, VIII, X and XVIII of NFA's Articles of Incorporation