News & Notices | National Futures Association

Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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December 03, 2015
National Futures Association: Proficiency Requirements for Security Futures Products—Proposed Amendments to the Interpretive Notice regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products (Effective December 14, 2015)

August 28, 2015
National Futures Association: Information Systems Security Programs—Proposed Adoption of the Interpretive Notice to NFA Compliance Rules 2-9, 2-36 and 2-49: Information Systems Security Programs (Effective March 1, 2016)

June 25, 2015
National Futures Association: Board Structure and Composition—Proposed Amendments to NFA Articles of Incorporation (Effective October 8, 2015)

May 28, 2015
National Futures Association: Proposed Amendments to NFA Compliance Rule 2-36 Regarding Requirements for Forex Transactions and Financial Requirements Sections 11 and 12 and the Adoption of the Interpretive Notice Entitled NFA Compliance Rule 2-36: Risk Management Program for Forex Dealer Members (Effective January 4, 2016)

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